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Securities Industry and Financial Markets Association
Results: 602

#	Item
101	SIFMA President and CEO Tim Ryan Remarks as Prepared for SIFMA Canadian-US Securities Market Summit Add to Reading List Source URL: www.sifma.org Language: English - Date: 2011-10-05 07:46:35 Economics International taxation Taxation Bonds Securities Industry and Financial Markets Association Shadow banking system Financial transaction tax Basel III Financial regulation Financial economics Finance Systemic risk
102	SIFMA Anti-Money Laundering and Financial Crimes Conference New York, NY Thursday, January 30, 2014 Welcome and Opening Remarks Ira Hammerman Executive Vice President and General Counsel Add to Reading List Source URL: www.sifma.org Language: English - Date: 2014-01-30 09:40:13 Regulatory compliance Securities Industry and Financial Markets Association Money laundering Dodd–Frank Wall Street Reform and Consumer Protection Act Compliance and ethics program Frank E. Sheeder III Financial economics Financial system Finance
103	Microsoft Word - SIFMAEVPSnookRemarksLargeTraderReporting020912 Add to Reading List Source URL: www.sifma.org Language: English - Date: 2012-02-09 08:23:40 Financial system Stock market Bonds Securities Securities Industry and Financial Markets Association Broker-dealer Financial economics Investment Financial markets
104	SIFMA Executive Vice President Randy Snook Remarks as Prepared for SIFMA 2012 Private Client Conference Add to Reading List Source URL: www.sifma.org Language: English - Date: 2012-04-18 08:20:20 Systemic risk Late-2000s financial crisis Bonds Securities Securities Industry and Financial Markets Association Dodd–Frank Wall Street Reform and Consumer Protection Act Volcker Rule Risk Hedge fund Financial economics Finance Economics
105	Automated Trader SEC announces new Equity Market Structure Advisory Committee members th Jan 14 , 2015 Add to Reading List Source URL: www.themistrading.com Language: English - Date: 2015-01-20 11:31:40 Securities Industry and Financial Markets Association Fairfield University Dolan School of Business Corporate crime U.S. Securities and Exchange Commission Investment banks
106	SIFMA President and CEO Kenneth E Bentsen Jr Remarks as Prepared for SIFMA FATCA Policy Symposium Add to Reading List Source URL: www.sifma.org Language: English - Date: 2014-10-06 12:51:01 Bonds Securities Securities Industry and Financial Markets Association Stock market Cost basis reporting Financial economics Investment Financial system
107	Annual Report for the Year Ended March 31, [removed]Nomura Holdings, Inc. Add to Reading List Source URL: www.nomuraholdings.com Language: English - Date: 2010-11-11 21:47:40 Financial economics Nomura Securities Co. Nomura Group Lehman Brothers Nomura Holdings Citigroup Investment banking Securities Industry and Financial Markets Association HSBC Investment Investment banks Economy of Japan
108	September 16, 2013 Via Email Office of the Comptroller of the Currency 250 E Street, S.W. Mail Stop 2–3 Washington, D.C[removed] Add to Reading List Source URL: www.sfindustry.org Language: English - Date: 2014-08-22 11:43:12 Stock market Bonds Securities Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Structured finance Financial economics Investment Finance
109	ASIFMA NON-BANK MEMBERSHIP APPLICATION FOR[removed]Firm Name* ___________________________________________________________________ Address _____________________________________________________________________ Add to Reading List Source URL: asifma.org Language: English - Date: 2014-11-12 05:06:19 Securities Stock market Bonds Securities Industry and Financial Markets Association Financial economics Investment Finance
110	Managed Funds Association Equity Market Structure Policy Recommendations September 30, 2014 The U.S. equity markets have evolved dramatically the last thirty years with both regulatory changes and technological innovatio Add to Reading List Source URL: www.managedfunds.org Language: English Business United States securities law Mathematical finance 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Algorithmic trading Financial markets Financial economics Finance

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